compliance

Sep
13

YC-backed fintech Hadrius raises $2m seed round to power SEC compliance using AI

US fintech Hadrius has secured $2 million in seed funding to automate SEC compliance for RIAs and broker-dealers.

DETAIL
May
30

Spotlight: LIBOR cessation is a month away

On 30 June 2023, the US market will transit from LIBOR benchmark rates to Secured Overnight Financing Rate Data (SOFR) as well as other new fallback rate indices. 

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Feb
24

BNY Mellon integrates Chainalysis product suite for cryptocurrency compliance

BNY Corporation will utilize Chainalysis’s cryptocurrency compliance software as part of their risk management program.

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Feb
07

Arkansas-based cannabis fintech Abaca passes $2 billion mark

Arkansas-based cannabis fintech company Abaca has surpassed compliantly processing more than $2 billion in commerce for the cannabis industry.

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Feb
03

Social crypto trading platform BingX secures compliance licenses in the US & Canada

Social crypto trading platform BingX has received official approval in the US and Canada to operate as a Money Services Business exchange.

DETAIL
Nov
05

Jumio launches end-to-end orchestration for its KYX Platform to deliver holistic view of consumer identities and risk

Jumio launch an intuitive no-code orchestration layer for its KYX Platform that unifies an entire set of risk and fraud detection capabilities.

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Apr
09

AdvicePay launches tool for enterprise oversight

AdvicePay launches new tool designed to centralize the financial planning payments and compliance review process for large hybrid registered investment advisers.

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Feb
19

MyComplianceOffice confirms €10m debt financing deal

Irish fintech company MyComplianceOffice (MCO) has secured close to €10 million in debt financing from Accel-KKR Credit Partners.

DETAIL